Compliance Manager

Highlights

  • Be the SME for all things AML/KYC/CTF
  • Develop and enhance AML/KYC/CTF frameworks
  • Enjoy a breadth of responsibilities in addition to

Job Description:

My client is a well known name in Australia's Financial Services' market - and is widely known as an employer of choice given their unique product offering and focus on employee satisfaction. In addition to fostering a positive workplace culture, they continue to grow their share within their respective markets. Due to an internal promotion, they are looking to onboard a Senior Compliance Associate within their compliance team. This role will focus on Financial Crime as well as support across product and client compliance.

Responsibilities:
  • Review and enhance the existing AML/KYC/CTF framework
  • Provide subject matter expertise to the wider team as it relates to complex financial crime issues
  • Provide regulatory advice and guidance primarily to the Client Admin, Distribution, Product and Marketing teams.
  • Provide advice to the business in relation to financial crimes and sanctions compliance
  • Contribute to the programme of end to end compliance testing and reporting
  • Investigate any breaches and incidents and subsequently provide advice to the business as it relates to their compliance obligations
  • Communicate with regulators as required, and contribute towards fostering a strong relationships with all internal and external stakeholder groups
  • Contribute to project work, both in relation to Financial Crime and general compliance.
  • Provide leadership within the team on regulatory compliance.
Requirements:
  • 5 - 10+ years Compliance experience, preferably within Financial Services
  • A proven track record of strong AML/KYC/CTF experience
  • Experience building and developing Financial Crime related frameworks, policies and procedures
  • A solid understanding of the investment management industry, and related legislation and industry best practices
If you are interested in finding out more about the opportunity, or would like to apply, please click apply below; or call Harry Barker (0399828473) for a confidential discussion.

If this role is not of interest, and you would like to explore other roles across the Internal Audit, Risk & Compliance market in Melbourne, please send your CV to hbarker@fourquarters.com.au or call 0399828473 for a career consultation.

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