Senior Compliance Manager

  • Melbourne
  • 27/11/2020
  • Permanent / Full Time
  • 3170058
  • mbeck@fourquarters.com.au

Highlights

  • Global organisation
  • Great culture & benefits
  • Broad role

Job Description:

My client is a global financial services organisation renown for their culture and career development. Their Australia operations offer a wide range of their product offerings and continue to grow at a significant rate.

The Senior Compliance Manager will report in to the Head of Compliance to support the on-going development and execution of the compliance program.

Key Responsibilities
  • Implements and embeds the regional Compliance Program, including rules mapping, risk assessment, monitoring and assurance frameworks and executing against action plans
  • Advises on Compliance programs to business units and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area
  • Evaluates regulatory requirements and expectations against existing processes and controls to identify potential gaps, recommending procedural changes if necessary
  • Evaluates regulatory changes and assists with implementation where required
  • Provides input and advice to business and management partners regarding regulatory requirements and market best practice
  • Drafts policies and procedures for Australian businesses, including for internal Compliance use
  • Produce and analyze Compliance reports and data for internal committees and boards
Key Requirements:
  • Strong compliance experience within financial services
  • Strong understanding or experience of custody/Asset Servicing or similar (Asset Management/Markets/Insto Banking)
  • Experience working in APRA & ASIC regulated organisations
  • Excellent communication skills both written and verbally
  • Comfortable dealing with executive level stakeholders
For a confidential discussion around the role or to hear about similar positions please call Andy Slater 03 9982 8486

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