Fund & Mandate Compliance Analyst

  • Melbourne
  • 11/11/2020
  • Permanent / Full Time
  • 3186093
  • mbeck@fourquarters.com.au

Highlights

  • Exposure to a range of high impact projects
  • Work in a dynamic team of specialists
  • Excellent development oppourtunies

Job Description:

The Company
This is an excellent opportunity for a talented investment management professional with investment compliance experience to join a large and growing top-tier investment management business, based in Melbourne's CBD.


The Role
This role is focussed on supporting the development, implementation and on-going administration provision of non-investment services to the operational compliance programs for all mandates and funds, and ensuring compliance with the funds’ guidelines, regulatory requirements and written policies and procedures.

Key responsibilities:
  • Perform frequent pre and post trade monitoring on a range of investment compliance systems, across a range of asset classes
  • Identify and investigate breaches, and work with internal and external stakeholders to ensure they are appropriately reported and remediated
  • Assist in the identification of emerging risks, trends and developments in investment compliance
  • Support the ongoing development of a framework to capture obligations to investors/clients
  • Working closely with the investment operations teams on a wide variety of matters, including activities related to new mandates and products
  • Process improvement relating to systems and policies, with the aim of simplification and improved efficiency
  • Project involvement and support across the entire operations division

Skills and Experience
The successful candidate will have 2+ years investment compliance experience, ideally working within a funds management business. The ability to work autonomously and deliver to deadlines will be of paramount importance, as well as being able to build strong working relationships with a variety of internal and external stakeholder groups. Ideally, the successful candidate will have experience working across equities, debt, infrastructure and/or private equity asset classes.


How to Apply
Please click the 'apply' button to send through your CV. If you have any questions please contact Harry Barker on 0474 104 997 for a confidential discussion.

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